At U.S. Wealth Management, we have a dedicated corporate team providing the answers and support that you need to help you increase the efficiency and effectiveness of your practice.

Investment Team

USWM advisors have access to experienced Investment Strategists to provide personalized analysis of current portfolio holdings, as well as periodic on-site visits for client opportunities and events.

Our advisors have access to many strategic and tactical portfolio strategies suitable for a wide range of clients providing the ability to confidently recommend the right strategies for your client’s needs.

The key benefits to advisors are:

  • An open pipeline and direct communication with knowledgeable professionals to help tailor strategies to manage clients' financial futures.
  • The foundation of being a part of something larger and more substantial than solely operating an independent practice.

Financial Planning Team

At U.S. Wealth Management we pride ourselves on our ability to help our clients beyond just investment management. To best assist our advisors, we have assembled an experienced Financial Planning Team dedicated to supporting the process of creating well-rounded financial plans. This provides valuable resources for advisors to draw from when needed, along with a systematic way to best serve each client.

Our advisors have access to U.S. Wealth Management's CEO for large case specialized assistance and advice as needed. This provides our advisors with the confidence to go up-market when the opportunity presents itself. Through our dedicated Financial Planning Team, we confidently assist you in tailoring strategies to manage your clients' financial future.

Insurance Team

At U.S. Wealth Management we offer our advisors access to a team of experienced professionals that can provide education on the best insurance strategies for clients, while also simplifying the operational processes through our back office support and independent online platforms. Our Insurance strategists can even meet with clients as part of an extended team when necessary. Our team approach helps give your clients assurance that they have chosen a firm with the right resources to help them get the assistance they need.

Operations Team

Advisors at USWM benefit from having a dedicated Operations Team behind them so they can focus on what is important to them: serving your growing practice.

Advisors receive support for time-consuming tasks like account openings and closings, client changes, document processing, paperless system administration, commission payouts, and more so they can spend more time building client relationships and tailoring strategies.

As a result of a dedicated Operations Team, our advisors have access to the answers and support they need which can help lead to an exceptional client experience, improved client retention and more client referrals.

Marketing Team

At U.S. Wealth Management you will have access to a knowledgeable Marketing Team to help you develop your marketing plan and communicate your message to your clients and prospects. You will have the freedom to choose how you wish to present yourself, either through the 'U.S. Wealth' brand, which enables our advisors to present themselves as business owners part of an organization larger than themselves or under your own established brand to maintain the visual expectation your clients have grown to know.

Our turn-key branding and marketing resources allow for professional assistance with implementation of growth strategies and an online marketing education platform. Through the U.S. Wealth dedicated Marketing team, our advisors have a single source to assist in transitioning your practice and acquiring more of the right clients.

Compliance Support

To stay in compliance with regulators, we provide compliance support for our advisors. Through our compliance staff and regular communications with advisors, we provide guidance on the latest requirements to help you keep your business running smoothly and compliantly.

Additionally, John Napolitano serves as the office of supervisory jurisdiction (OSJ) for Broker Dealer issues and Chief Compliance Officer of our RIA, U. S. Financial Advisors, LLC. We are your resource for questions and assistance with any compliance matter.

 

Partnering firms

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The entities and programs listed above are separate from LPL Financial.